Carol Janice Paterson Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF21 Investment Adviser (10 Jul 2002 to 5 Dec 2003)
    • CF22 Investment Adviser (Trainee) (24 May 2002 to 10 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.