Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (10 Dec 2018 to 19 Feb 2026)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 3 Mar 2026)
    • [PRA CF] Key function holder (10 Dec 2018 to 3 Mar 2026)
    • [FCA CF] Significant management (10 Dec 2018 to 3 Mar 2026)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 3 Mar 2026)
    • SMF2 Chief Finance (10 Dec 2018 to 17 Jun 2023)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (1 Jan 2013 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (10 Aug 2012 to 6 Mar 2016)
    • CF3 Chief Executive (10 Aug 2012 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF10 Compliance Oversight (21 Jun 2002 to 1 Aug 2007)
    • CF11 Money Laundering Reporting (21 Jun 2002 to 1 Aug 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 1 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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