Carol Higgin-Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
    • [FCA CF] Client dealing (since 16 Apr 2021)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (1 May 2012 to 8 Dec 2019)
  • Partners Wealth Management LLP (no longer approved here)

    FRN 442303

    • CF30 Customer (12 May 2010 to 30 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.