Carol Elaine Greenwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited

    FRN 170423

    • SMF16 Compliance Oversight (since 29 Aug 2024)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 14 Nov 2023)
    • [FCA CF] Manager of certification employee (16 Aug 2022 to 8 Nov 2023)
    • [FCA CF] Material risk taker (16 Aug 2022 to 3 Jan 2025)
    • [FCA CF] Significant management (16 Aug 2022 to 18 Dec 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (21 Feb 2022 to 10 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.