Carol Aspin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • [FCA CF] Significant management (since 4 Aug 2025)
    • [FCA CF] Manager of certification employee (since 15 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
    • [PRA CF] Managing a material risk taker (15 Nov 2023 to 4 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited

    FRN 183100

    • [FCA CF] Significant management (since 4 Aug 2025)
    • [FCA CF] Manager of certification employee (since 15 Nov 2023)
    • [PRA CF] Managing a material risk taker (15 Nov 2023 to 4 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 4 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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