Carol Anne Dockerty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (18 Dec 2018 to 31 Mar 2024)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (15 Apr 2015 to 31 Mar 2024)
Tenet & You Limited (no longer approved here)
FRN 455280
- Employed By (18 Dec 2018 to 31 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.