Carol Anne Bisley

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (7 Jan 2010 to 5 Oct 2010)
  • Bisley Financial Services Ltd (no longer approved here)

    FRN 514237

    • Employed By (7 Jan 2010 to 5 Oct 2010)
  • SP Financial Management Limited (no longer approved here)

    FRN 171137

    • CF30 Customer (1 Nov 2007 to 21 Apr 2008)
    • CF11 Money Laundering Reporting (3 Aug 2004 to 1 Jul 2008)
    • CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 23 Jan 2004)
    • CF1 Director (7 Apr 2003 to 4 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.