Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 (AR) Executive Director function (since 9 Dec 2019)
    • CF1 Director (AR) (30 May 2019 to 4 Jan 2023)
  • Thistle Insurance Services Limited (no longer approved here)

    FRN 310419

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Dec 2019)
    • CF1 Director (AR) (27 Jul 2009 to 11 Dec 2019)
  • D.J. LOCKHART LIMITED (no longer approved here)

    FRN 672242

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 4 Jan 2023)
    • CF8 Apportionment and Oversight (30 Mar 2015 to 8 Dec 2019)
  • Bspoke Lifestyle Ltd (no longer approved here)

    FRN 820727

    • CF1 Director (AR) (28 Feb 2019 to 24 May 2019)
  • D.J. Lockhart Limited (no longer approved here)

    FRN 414324

    • (2)Employed By (27 Jul 2009 to 4 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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