Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBION LIMITED
FRN 513138
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (2 Aug 2015 to 8 Dec 2019)
- CF3 Chief Executive (2 Aug 2015 to 8 Dec 2019)
- CF30 Customer (9 Mar 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.