Carmine De Vivo

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oakhill Independent Financial Services Limited
FRN 453119
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- SMF3 Executive Director (since 21 May 2025)
- [PRA CF] Key function holder (since 14 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
Rosemount Financial Solutions (IFA) Limited
FRN 535515
- CF1 Director (AR) (since 31 Mar 2025)
Oakhill Financial Solutions Ltd
FRN 1030776
- (2)Employed By (since 31 Mar 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.