Carmina Cortes Argote

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (23 Jul 2020 to 6 Dec 2021)
    • [FCA CF] Client dealing (21 Dec 2018 to 6 Dec 2021)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (23 Jul 2020 to 14 May 2025)
    • [FCA CF] Client dealing (21 Dec 2018 to 14 May 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Jan 2009 to 21 Jun 2012)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (5 May 2005 to 24 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.