Carly Simone Dunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verso Wealth Management Limited

    FRN 153871

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 9 May 2024)
    • CF1 Director (18 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (21 Jul 2015 to 8 Dec 2019)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF4 Partner (AR) (10 Feb 2012 to 21 Dec 2012)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF4 Partner (AR) (10 Feb 2012 to 21 Dec 2012)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (5 Jan 2009 to 20 May 2009)
  • Parkgate Financial Solutions LLP (no longer approved here)

    FRN 223461

    • (14)Employed By (30 Dec 2008 to 20 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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