Carly Rebecca Buck

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anstee & Co Limited

    FRN 577360

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2024)
    • [FCA CF] Client dealing (since 13 Dec 2024)
  • DAVID WILLIAMS I F A LIMITED (no longer approved here)

    FRN 530750

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jun 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.