Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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COG FINANCIAL LTD
FRN 1029907
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Aug 2025)
- Responsibility for MCD Intermediation (since 8 Aug 2025)
- Responsible for Insurance Distribution (since 8 Aug 2025)
- SMF16 Compliance Oversight (since 8 Aug 2025)
- SMF3 Executive Director (since 8 Aug 2025)
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- CF1 Director (AR) (16 Nov 2023 to 7 Aug 2025)
- [FCA CF] Functions requiring qualifications (3 Apr 2023 to 8 Aug 2025)
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- Employed By (16 Nov 2023 to 7 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (25 Aug 2022 to 3 Apr 2023)
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- [FCA CF] Functions requiring qualifications (2 Jun 2020 to 1 Aug 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.