Carly Anne Bazire

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascencia Investment Management Limited (no longer approved here)

    FRN 409409

    • CF10a CASS Oversight function (14 Mar 2014 to 23 Jul 2014)
    • CF1 Director (27 Jan 2014 to 5 Aug 2014)
    • CF10 Compliance Oversight (20 Dec 2013 to 5 Aug 2014)
    • CF11 Money Laundering Reporting (20 Dec 2013 to 5 Aug 2014)
    • CF28 Systems and controls (20 Dec 2013 to 5 Aug 2014)
    • CF30 Customer (2 Dec 2013 to 5 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.