Carlton John Walliss

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOLYNEUX ASSOCIATES LIMITED

    FRN 624563

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (11 Oct 2010 to 11 Sep 2013)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF30 Customer (29 Feb 2008 to 6 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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