Carlos Prieto

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 10 Oct 2025)
    • [FCA CF] Material risk taker (since 2 Apr 2025)
    • [FCA CF] Client dealing (since 2 Apr 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 10 Oct 2025)
    • [FCA CF] Material risk taker (since 2 Apr 2025)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Oct 2021)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (6 Aug 2009 to 28 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.