Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (5 Sep 2007 to 18 Sep 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (19 Jun 2006 to 21 Feb 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF23 Corporate Finance Adviser (12 May 2005 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.