Carlos Mercado

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Symmetry Investments UK LLP (no longer approved here)
FRN 610478
- [FCA CF] Manager of certification employee (26 Nov 2021 to 21 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Nov 2021)
- CF30 Customer (11 Jul 2018 to 8 Dec 2019)
Cheyne Capital Management (UK) LLP (no longer approved here)
FRN 456864
- CF30 Customer (1 Sep 2013 to 2 Oct 2015)
- CF4 Partner (1 Sep 2013 to 27 Nov 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.