Carlos Guillermo Ruizpalacios Perezgrovas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Oct 2003 to 3 Feb 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.