Carlos Flores

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Client dealing (24 Oct 2016 to 10 Jul 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Aug 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (19 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.