Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 3 Jan 2020)
- [FCA CF] Client dealing (since 3 Sep 2019)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 3 Jan 2020)
- [FCA CF] Client dealing (since 3 Sep 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 19 Jun 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 9 Aug 2019)
- CF30 Customer (5 Jul 2011 to 6 Mar 2016)
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- CF30 Customer (30 Jun 2009 to 19 Apr 2011)
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- CF30 Customer (6 May 2009 to 14 Jun 2009)
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- CF30 Customer (18 Jun 2008 to 14 Jun 2009)
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- CF30 Customer (18 Jun 2008 to 14 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 14 Jun 2009)
- CF26 Customer Trading (9 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.