Carlo Mareels

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (3 Oct 2019 to 12 Dec 2025)
    • [FCA CF] Material risk taker (3 Oct 2019 to 4 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (3 Oct 2019 to 4 Oct 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (7 Feb 2011 to 13 Jan 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (7 Feb 2011 to 13 Jan 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 7 Dec 2010)
    • CF21 Investment Adviser (11 Jun 2004 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (27 Mar 2002 to 10 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.