Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • [FCA CF] Client dealing (11 Mar 2022 to 20 Oct 2023)
    • [FCA CF] Functions requiring qualifications (11 Mar 2022 to 20 Oct 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jul 2021)
    • CF30 Customer (24 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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