Carla Francesca Floyd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company

    FRN 122287

    • [FCA CF] Manager of certification employee (since 30 Jan 2026)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2021 to 1 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jan 2025)
    • [FCA CF] Client dealing (1 Oct 2020 to 31 Jan 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (6 Feb 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (14 Nov 2018 to 30 Sep 2020)
    • CF30 Customer (23 Nov 2007 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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