Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 9 Apr 2020)
- [FCA CF] Manager of certification employee (since 9 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 2 Jan 2020)
- [FCA CF] Client dealing (13 Dec 2016 to 2 Jan 2020)
- [FCA CF] Manager of certification employee (13 Dec 2016 to 2 Jan 2020)
- CF21 Investment Adviser (16 Oct 2003 to 23 Oct 2006)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 9 Apr 2020)
- [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 2 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.