Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Oct 2024 to 8 Jan 2026)
- [FCA CF] Material risk taker (1 Oct 2024 to 8 Jan 2026)
- SMF16 Compliance Oversight (17 Jul 2024 to 9 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Jul 2024 to 9 Oct 2025)
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- CF10 Compliance Oversight (29 Jan 2015 to 1 May 2016)
- CF11 Money Laundering Reporting (29 Jan 2015 to 1 May 2016)
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- CF10 Compliance Oversight (24 Oct 2013 to 25 Apr 2014)
- CF11 Money Laundering Reporting (24 Oct 2013 to 25 Apr 2014)
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- CF11 Money Laundering Reporting (11 Sep 2013 to 25 Apr 2014)
- CF10 Compliance Oversight (11 Sep 2013 to 25 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.