Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arini Capital Management Limited (no longer approved here)

    FRN 1004205

    • [FCA CF] Significant management (1 Oct 2024 to 8 Jan 2026)
    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Jan 2026)
    • SMF16 Compliance Oversight (17 Jul 2024 to 9 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jul 2024 to 9 Oct 2025)
  • HPS Investment Partners (UK) LLP (no longer approved here)

    FRN 482237

    • CF10 Compliance Oversight (29 Jan 2015 to 1 May 2016)
    • CF11 Money Laundering Reporting (29 Jan 2015 to 1 May 2016)
  • West Point Derivatives Ltd (no longer approved here)

    FRN 430967

    • CF10 Compliance Oversight (24 Oct 2013 to 25 Apr 2014)
    • CF11 Money Laundering Reporting (24 Oct 2013 to 25 Apr 2014)
  • Solo Capital Partners LLP (no longer approved here)

    FRN 566533

    • CF11 Money Laundering Reporting (11 Sep 2013 to 25 Apr 2014)
    • CF10 Compliance Oversight (11 Sep 2013 to 25 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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