Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Feb 2023)
    • SMF7 Group Entity Senior Manager (14 Mar 2018 to 8 Sep 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (8 Mar 2022 to 31 Jan 2023)
    • [PRA CF] Managing a material risk taker (8 Mar 2022 to 31 Jan 2023)
    • [FCA CF] Material risk taker (11 Dec 2017 to 31 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2017 to 31 Jan 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (11 Dec 2017 to 15 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2017 to 15 Apr 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Jul 2015 to 5 Oct 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 16 May 2011)
    • CF21 Investment Adviser (27 Jun 2002 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (27 Jun 2002 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (27 Jun 2002 to 30 Dec 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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