Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- SMF1 Chief Executive (since 1 Feb 2023)
- SMF7 Group Entity Senior Manager (14 Mar 2018 to 8 Sep 2022)
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- [FCA CF] Manager of certification employee (8 Mar 2022 to 31 Jan 2023)
- [PRA CF] Managing a material risk taker (8 Mar 2022 to 31 Jan 2023)
- [FCA CF] Material risk taker (11 Dec 2017 to 31 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (11 Dec 2017 to 31 Jan 2023)
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- [FCA CF] Material risk taker (11 Dec 2017 to 15 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (11 Dec 2017 to 15 Apr 2021)
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- CF30 Customer (1 Jul 2015 to 5 Oct 2015)
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- CF30 Customer (1 Nov 2007 to 16 May 2011)
- CF21 Investment Adviser (27 Jun 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (27 Jun 2002 to 30 Dec 2002)
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- CF21 Investment Adviser (27 Jun 2002 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.