Carl Wayne Swift

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Jun 2015)
    • CF30 Customer (since 15 Jun 2011)
  • Endurance Financial Limited

    FRN 677594

    • (1)Employed By (since 24 Mar 2015)
  • Homeworks Financial Solutions Limited (no longer approved here)

    FRN 455916

    • (2)Employed By (15 Jun 2011 to 7 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.