Carl W Stewart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 24 Jun 2022)
    • [FCA CF] Manager of certification employee (27 Jul 2021 to 5 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 30 Sep 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Sep 2020 to 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (23 Nov 2016 to 30 Sep 2025)
    • [FCA CF] Client dealing (23 Nov 2016 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (23 Nov 2016 to 8 Jan 2020)
    • CF30 Customer (11 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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