Carl Turnbull

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Dec 2008)
  • Carl Turnbull

    FRN 492112

    • Employed By (since 3 Dec 2008)
  • D & P Asset Management Limited (no longer approved here)

    FRN 222039

    • (10)Employed By (13 Oct 2004 to 11 Dec 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Mar 2002 to 1 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.