Carl Scott

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brevan Howard Investment Management Limited

    FRN 1023447

    • [FCA CF] Manager of certification employee (since 10 May 2025)
    • SMF3 Executive Director (since 14 Mar 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (30 Jun 2022 to 25 Mar 2024)
    • [FCA CF] Manager of certification employee (30 Jun 2022 to 25 Mar 2024)
  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jun 2021)
    • CF30 Customer (8 Nov 2018 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF29 Significant management (27 Feb 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF29 Significant management (27 Feb 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.