Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2025)
    • CF1 Director (AR) (since 23 Jul 2025)
    • CF30 Customer (since 23 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2025)
    • [FCA CF] Client dealing (since 3 Jun 2025)
    • Employed By (since 23 Jul 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 14 May 2025)
    • CF30 Customer (26 Nov 2020 to 14 May 2025)
  • Four Oaks Financial Services Limited (no longer approved here)

    FRN 616095

    • (21)Employed By (26 Nov 2020 to 14 May 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (24 Mar 2020 to 16 Feb 2023)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (16 Nov 2017 to 19 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.