Carl Robert Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc

    FRN 169628

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2026)
  • Lloyds Bank PLC

    FRN 119278

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 5 Apr 2006)
  • C Ward (no longer approved here)

    FRN 433561

    • Employed By (19 Jul 2005 to 5 Apr 2006)
  • O'Meara Johnson (Independent) Financial Services Ltd (022) (no longer approved here)

    FRN 155238

    • Employed By (26 Jun 2002 to 5 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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