Carl Phillip Neuhaus

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 6 Mar 2026)
    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2025 to 11 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 6 Aug 2019)
    • [FCA CF] Client dealing (15 Feb 2017 to 28 Jul 2020)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 6 Mar 2026)
    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2025)
    • [FCA CF] Manager of certification employee (28 Apr 2020 to 8 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2019 to 6 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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