Carl Peter Stephenson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 16 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2025)
  • Castlegate Financial Management Limited (no longer approved here)

    FRN 169777

    • [FCA CF] Client dealing (6 Oct 2021 to 3 Oct 2025)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 3 Oct 2025)
  • Anstee & Co Limited (no longer approved here)

    FRN 577360

    • CF30 Customer (9 Oct 2017 to 15 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

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