Carl Jon Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2022)
    • [FCA CF] Client dealing (since 29 Sep 2022)
    • CF30 Customer (5 Nov 2010 to 18 Nov 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (21 Jul 2008 to 13 Aug 2010)
  • Dixon Johnstone Financial Services Ltd (no longer approved here)

    FRN 213170

    • (1)Employed By (27 Jun 2002 to 6 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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