Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
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- CF1 Director (AR) (15 Aug 2022 to 11 Oct 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Nov 2022)
- CF30 Customer (13 Dec 2012 to 24 Nov 2022)
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- Employed By (13 Dec 2012 to 24 Nov 2022)
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- CF22 Investment Adviser (Trainee) (1 May 2002 to 27 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.