Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (15 Aug 2022 to 11 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Nov 2022)
    • CF30 Customer (13 Dec 2012 to 24 Nov 2022)
  • Lucra Ltd (no longer approved here)

    FRN 471916

    • Employed By (13 Dec 2012 to 24 Nov 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 May 2002 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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