Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Mar 2017)
    • Responsible for Insurance Mediation (1 Mar 2017 to 30 Sep 2018)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
    • CF1 Director (AR) (since 21 Nov 2018)
    • (1)Employed By (since 21 Nov 2018)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • CF1 Director (AR) (18 May 2020 to 9 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.