Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Williams Investment Management LLP (no longer approved here)

    FRN 403210

    • CF30 Customer (1 Nov 2007 to 1 Jul 2012)
    • CF26 Customer Trading (9 Feb 2007 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (29 May 2002 to 31 Jan 2003)
    • CF27 Investment Management (29 May 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.