Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 17 Dec 2025)
- CF30 Customer (since 17 Dec 2025)
- [FCA CF] Client dealing (since 28 Oct 2025)
- [FCA CF] Significant management (since 28 Oct 2025)
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Alethic Capital Ltd
FRN 1045994
- (1)Employed By (since 17 Dec 2025)
Recent activity
Updates to this individual's record on the FCA register.
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