Carl Faker

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert Quinn Advisory LLP
FRN 548030
- CF1 Director (AR) (since 16 Jul 2021)
- CF30 Customer (since 16 Jul 2021)
Elowen Capital Partners Limited
FRN 952352
- (1)Employed By (since 16 Jul 2021)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [FCA CF] Client dealing (7 Mar 2016 to 21 Jan 2019)
- CF29 Significant management (8 Dec 2014 to 6 Mar 2016)
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.