Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
- CF1 Director (12 Mar 2015 to 8 Dec 2019)
- CF30 Customer (18 Mar 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.