Carl Derek Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Southern Car Sales Limited
FRN 664137
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (3 Feb 2015 to 8 Dec 2019)
AutoProtect (MBI) Ltd (no longer approved here)
FRN 312143
- CF1 Director (AR) (26 Oct 2017 to 27 Jun 2018)
Opteven Insured UK LTD (no longer approved here)
FRN 311375
- CF1 Director (AR) (16 Oct 2014 to 20 Feb 2017)
JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)
FRN 304155
- CF1 Director (AR) (12 Mar 2010 to 14 Mar 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.