Carl David Paul Stacey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (17 Aug 2022 to 7 Jul 2023)
    • CF30 Customer (27 Jul 2022 to 7 Jul 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (325)Employed By (27 Jul 2022 to 7 Jul 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jul 2022)
    • CF30 Customer (7 Mar 2017 to 29 Jul 2022)
  • Form Financial Clarity Limited (no longer approved here)

    FRN 444102

    • (6)Employed By (7 Mar 2017 to 7 Jul 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 Apr 2009 to 5 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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