Carl Bloomfield

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke-Advice Limited

    FRN 616019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 May 2022)
    • [FCA CF] Client dealing (since 3 May 2022)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (18 Jun 2013 to 28 Jul 2021)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (18 Dec 2007 to 20 Jun 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.