Carl Andrew Oszko

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 18 May 2018)
  • CF30 Customer (since 18 May 2018)
• St Andrews Wealth Management Ltd

  FRN 809253

  • (1)Employed By (since 18 May 2018)
• FUTURES ASSURED LIMITED (no longer approved here)

  FRN 441384

  • CF30 Customer (23 Jan 2012 to 1 Jun 2018)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF21 Investment Adviser (25 Jan 2006 to 31 Dec 2006)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 25 Jan 2006)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (623)Employed By (29 Dec 2005 to 31 Dec 2006)
• Berkeley Morgan Limited (no longer approved here)

  FRN 148577

  • CF21 Investment Adviser (29 Sep 2003 to 18 Oct 2004)
  • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 29 Sep 2003)

No changes recorded yet.