Carl Alfred Wiles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 22 Jun 2018)
- CF30 Customer (since 22 Jun 2018)
CAW Financial Services Ltd
FRN 812029
- Employed By (since 22 Jun 2018)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (30 Mar 2016 to 1 Apr 2016)
Finli (IPWM) Limited (no longer approved here)
FRN 591331
- (24)Employed By (30 Mar 2016 to 1 Apr 2016)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (7 Jun 2012 to 21 Dec 2012)
Insight Financial Management Ltd (no longer approved here)
FRN 230002
- (22)Employed By (7 Jun 2012 to 21 Dec 2012)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.