Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2025)
- [FCA CF] Manager of certification employee (since 23 Sep 2020)
- [FCA CF] Client dealing (since 8 Feb 2017)
- CF21 Investment Adviser (30 Nov 2002 to 7 Aug 2006)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 12 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.