Cara Herdman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Argentis Wealth Management Ltd (no longer approved here)
FRN 419331
- [FCA CF] Functions requiring qualifications (22 Sep 2023 to 9 Jul 2024)
- [FCA CF] Client dealing (22 Sep 2023 to 9 Jul 2024)
Argentis Financial Planning Ltd (no longer approved here)
FRN 624277
- [FCA CF] Functions requiring qualifications (22 Sep 2023 to 10 Jul 2024)
- [FCA CF] Client dealing (22 Sep 2023 to 10 Jul 2024)
Craven Street Financial Planning Limited (no longer approved here)
FRN 135202
- CF30 Customer (11 Jul 2022 to 24 Jul 2023)
- [FCA CF] Client dealing (19 May 2022 to 24 Jul 2023)
- [FCA CF] Functions requiring qualifications (19 May 2022 to 24 Jul 2023)
KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED (no longer approved here)
FRN 971317
- (3)Employed By (11 Jul 2022 to 24 Jul 2023)

Updates to this individual's record on the FCA register.

10 hours ago
controlled function removed: Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED
10 hours ago
controlled function added: (3)Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.